White Paper
Unraveling GLBA: Compliance Basics for Managers, Officers and Directors of Financial Institutions
The Gramm-Leach-Bliley Act (GLBA) and its implementing regulations present a tightly-knit set of legal requirements. Passed by Congress due to growing concerns over identity theft and misuse of consumer financial information, the law requires financial institutions to adopt numerous measures concerning use, disclosure, and protection of the nonpublic personal information of customers. This paper unravels the intricacies of GLBA and its regulatory regime by defining the general scope of the regulations, reviewing the individual compliance measures, and then dividing compliance steps into the three primary categories outlined in 501(b) (administrative, technical and physical measures).
This paper details:
- How GLBA impacts financial institutions
- Compliance requirements outlined in Section 501(b)
- A review of specific GLBA regulatory compliance steps
- How to create a comprehensive compliance approach
About the Author
Daniel J. Langin is an attorney with more than 17 years experience in private and corporate practice, including 10 years of litigation and counseling in technology, insurance coverage and intellectual property.
Download this paper and to see how Tripwire can help your organization implement a comprehensive change auditing solution for GLBA compliance.
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